Our compliance policy

Clients residing in Switzerland

The primary purpose of the Swiss Financial Services Act (FinSA) is to regulate the provision of financial services and the offering of financial products in Switzerland, by introducing a number of rules of conduct applicable to financial service providers.

In the framework of application of that law, among other things CFM Indosuez Wealth is now required to publish, on a durable medium, the following information:

  • the Bank’s contact details;
  • information relating to its various approvals;
  • its regulators;
  • the Swiss mediation body to which the bank is affiliated;
  • summary information on the Swiss Financial Services Act (FinSA).

All this information is contained in the “FinSA Brochure” document.

Furthermore, CFM Indosuez Wealth must also provide its clients resident in Switzerland with additional information concerning indirect compensation and other benefits that may be received or paid by the bank. This information is available via the “ITRT” document.

The Bank must also inform its clients resident in Switzerland of the risks inherent in trading financial instruments. This information is available in the “Risks inherent in trading financial instruments” document.

If necessary, you can also find information on CFM Indosuez Wealth's various approvals, as well as its best execution policy on the following page.

Finally, please note that CFM Indosuez Wealth’s conflicts of interest policy is available here.